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NEW
CLIENT ACCEPTANCE |
| CERTIFIED PUBLIC
ACCOUNTANTS |
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AND DATA
SHEET |
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TODAY'S DATE |
10/6/2008 |
| Client No. |
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Charge No. |
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Year End |
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| Display/Print
Name |
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Federal I.D.
Number |
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| Mailing Name
(if different) |
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Business
Phone |
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| Address 1 |
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Cell Phone |
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| Address 2 |
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E-mail
Address |
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| Address 3 |
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Fax Number |
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| City, State,
Zip |
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Home Phone |
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| Contact |
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Pager |
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| Referred By: |
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State I.D.
Number |
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Web Site |
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| Office |
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Est. Annual
Fees |
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| Biller/In-Charge |
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Monthly
Newsletter |
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| Service
Rep |
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Business Valuation
NL |
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| Service
Specialist |
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Electronic Newsletter
(e-mail address
required) |
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| NAICS |
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Work To Be
Performed: |
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(
)Audit [list type in description] (
)BV
(
)Consulting (
)Estate Plng (
)GAAP |
| Client
Type |
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(
)HR
(
)Mo/Qrtr Acctng
(
)M&A
(
)Pers. Financial Plng
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)PR taxes |
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(
)Pension
(
)Peer Review
(
)RAS
(
)Review
(
)Taxes
(
)Year end |
| Group
Code |
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(
)Forecasts & Projections
(
)Miscellaneous |
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| Industry
Code |
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Job Reviewer |
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Job Staff Member |
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| Person
Acquiring Client |
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Description |
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| Related
Clients
_______________________________ |
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Former
Accountant |
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| CLIENT
ACCEPTANCE |
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Yes |
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No |
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N/A |
| 1. Have all
copies of prior years financial statements,
reports to regulatory agencies, and |
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income tax returns been
reviewed? |
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| 2. Have
inquiries been made where possible of third
parties such as bankers, attorneys, |
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etc. for information they may have
bearing on the evaluation of the prospective
client? |
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| 3. Has a
conference with the predecessor accountant taken
place as required by |
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auditing standards? |
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| 4. Has the
manager in charge of this office approved the
acceptance of the client? |
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| CLIENT TYPES |
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OFFICE
CODES |
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| CP |
Corporation |
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10 |
[Office 1] |
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SET UP
ROUTINE |
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DONE BY |
| ES |
Estate or
Trust |
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20 |
[Office 2] |
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| GT |
Government
Audits |
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30 |
[Office 3] |
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WORK FILE |
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| IN |
Individual-Tax
Client |
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40 |
[Office 4] |
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| LL |
Limited Liability
Company |
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41 |
[Office 5] |
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TAX FILE |
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| NP |
Non-Profit
Organization |
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50 |
[Office 6] |
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| OT |
Other |
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51 |
[Office 7] |
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ROLODEX CARD |
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| PR |
Partnership |
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60 |
[Office 8] |
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| RV |
Peer or Quality
Review |
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61 |
[Office 9] |
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ENGAGEMENT
LETTER |
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| SC |
S Corporation |
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70 |
[Office 10] |
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| UN |
Unincorporated
Business |
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PRIVACY POLICY |
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WELCOME LETTER |
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90 |
ADMINISTRATION |
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If Welcome Letter,
Salutation Line: |
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91 |
HUMAN
RESOURCES |
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92 |
PENSION ADMIN |
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ASSIGN CLIENT
NUMBER |
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OFFICE MANAGER'S
APPROVAL |
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